Securities Law

Sound financial decisions are the backbone of any successful business. We provide expert legal counsel to optimize your financial strategies and drive sustainable growth.

Offering and Compliance

Whether you’re planning an initial public offering (IPO) or a private placement, our securities law expertise empowers you to navigate the regulatory landscape with confidence. We assist you in every step of the offering process, from preparation and disclosure to liaising with regulatory authorities. Our proactive approach to compliance ensures that you remain in good standing with securities regulators.

Corporate Governance

Robust corporate governance is the cornerstone of investor confidence. Our legal counsel is aimed at helping you establish best practices in corporate governance, aligning your organization with industry standards and regulatory requirements. We advise boards of directors and management teams on fiduciary duties, disclosure obligations, and shareholder rights to ensure transparent and ethical practices.

Securities Litigation

In an ever-vigilant market, disputes can arise. Our team is well-equipped to represent your interests in securities litigation cases. From defending against allegations of securities fraud to pursuing claims on behalf of aggrieved investors, we have a proven track record of achieving favorable outcomes for our clients.

Need Legal Counsel?

Harvey Kesner is a recognized expert in corporate finance, mergers and acquisitions, and securities laws.  Harvey Kesner’s expertise also extends to compliance, corporate governance, and resolving business disputes and SEC inquiries. 

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