In a wide-ranging interview, securities attorney Harvey Kesner, Esq. offers an insider’s look at the evolving world of capital formation. Kesner opens by outlining the fundamentals of capital raising, then guides viewers through the complexities of SEC compliance, emphasizing that proper disclosure, due diligence, and documentation remain non-negotiable pillars of any successful offering.
Kesner highlights the importance of assembling a strong professional team, noting that many common pitfalls—from flawed deal structures to regulatory missteps—stem from working in isolation. He underscores the heightened responsibility sponsors assume when managing other people’s money, and provides a clear comparison of capital-raising options, including the distinctions between private and public offerings.
Reflecting on the transformative effects of the JOBS Act, Kesner explains how expanded general-solicitation rules and crowdfunding pathways have opened new doors for both issuers and investors. He also explores the increasing role of artificial intelligence in legal practice, from workflow efficiency to risk analysis, while warning that the rapidly developing worlds of crypto and AI regulation remain a “Wild West” demanding caution, expertise, and continuous oversight.